A.
Robert Lauer
arlauer@ou.edu
Introduction
to MLLL 5063:
Early
Literary Criticism:
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Index:
Pre-Socratic
(Greek) Philosophers (from 6th c. BC):
Physicalists:
Materialists
(the world is made of matter: matter resolves into forces and energy).
Opposed to mind/body dualism. All things are made of: earth, water
(Thales of Miletus,
fl. 585 BC), air, or fire (Heraclitus).
Atomism:
Demosthenes.
Everything is made of tiny bits of indestructible and invisible matter
bumping into each other and sticking together (atoms).
Thales
1. Milesians
(Miletus) or Ionic
School (6th C. BC): all rational explanations must start
with the identification of the one primary substance, identified by Thales
as water (Thales of Miletus, fl. 585 BC).
2. Eleatics:
what is real is single and motionless (Parmenides
of Elea, b. c. 515 BC). What is real is must be ungenerated, imperishable,
indivisible, perfect, and motionless. It is called the ONE.
This ONE contrasts with the relative and specious appearance of things,
which arise through the opposition of two equally unreal forms: light and
dark. Conflict bertween reason and experience (the latter illusory):
(i.e., the changing perceptible world and the unchanging and eternal intelligible
world): Monism and pluralism.
Influential on Plato.
3. Pythagoreans
(Pythagoras, b.
ca.
570 BC): Metempsychosis: the cycle of reincarnation
(cf. Plato's theory of recolletion).
The soul is divine and might have existed as a plant or an animal.
It joins the universal world soul after it is released from the material
world by means of study and spirituality. Ascetic lifestyle; they
did not eat beans or flesh. The world is ruled by harmonia
(musical) or number. Harmony of the spheres.
Father of acoustics.
4. Post-Eleatic
atomists (Democritus:
460-370 BC): What is real is both single and motionless since motion
is impossible without empty space and plurality is impossible without empty
space to separate the different unities. Atoms are infinite in number,
exist in empty space (the void) and are in eternal motion. They form
a vortex of attraction to a center. This world is one of an infinite
number of possible worlds. Epicurus
(Latin). The world is purposeless in design. Is is purely mechanistic
motion. Plato hated this idea (vs. theory
of the good, etc.).
5. Empedocles
(ca. 493-433 BC): Replaces the Parmenidean ONE with a universe whose changes
were the recombination of four basic and permanent elements:
earth,
water, air, and fire (in that order [i.e., from dense
to light]), mixing and separating under the influence of two forces: attraction
(Love) and repulsion (Strife).
The world moves through cycles, depending on which element is present.
The soul is immortal (Pythagorean) and individual
souls are condemned to the cycle of birth and rebirth by a fall from heavenly
grace. Aristotle, and then the medievalists
upheld this theory.
6. Heraclitus
of Ephesus (d. after 480 BC): The Logos
(law or principle) governs all things. It unites opposites and is
associated with fire, which is pre-eminent
among the four elements: fire, air (breath, the stuff of which souls are
composed), earth and water. He believes in the 'flux'
of things ("you cannot step in the same river twice" [for new waters are
ever flowing in upon you]); hence, things cannot be categorized truly.
Primacy of the divine, eternal logos and the contrast between the unstable
world of appearance and the order behind it: important for Plato.
The
Socratic and Post-Socratic (Platonic) Philosophers:
Plato
|
Aristotle
|
Socrates
(470-399
BC): Self critical reflection on the nature of our concepts. A soldier,
married. A great teacher. Dialectical method
(questioning) as instrument of separating truth from error. The Epicureans
hated him.
Sophists
(Wise men): A term applied by Plato to various
teachers of whom he disapproved: Protagoras,
Gorgias,
Thrasymachus,
and Hippias of Elis.
They talked purely for victory and took money for teaching the technique
of rhetoric. Sceptical, speculative, but also moral.
a. Protagoras
(490-420 BC): he taught virtue (arete)
in Athens: "man is the measure of all things" (objects possess contradictory
properties depending on the person who takes in one way and another another
way [perspectivism]): each person's sense perception
is true (for the owner) but it can also be improved and taught. He
invented the dialectical method.
b. Gorgias
(483-376 BC): A teacher of rhetoric. Antithetical style.
Socrates
Plato:
Plato
(429-347 BC): An aristocrat disappointed with government who believed only
philosophers are fit to rule. Supported by tyrants like Dionysius
II of Sicily. He wrote several dialogues:
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I. Early works: Hippias Minor,
Laches,
Charmides,
Ion,
Protagoras,
Euthyphro,
Apology,
Crito,
Gorgias,
Meno,
Lysis,
Menexenus,
and Euthydemus. These establish the figure of Socrates as
endlessly questioning and ruthlessly shattering the false claims to knowledge
of his contemporaries. This elenctic method (from the Greek word
elenchus > cross examination [i.e., the dialectical or Socratic method
of eliciting truth by cross examination) clears the ground for establishing
a true appreciation of virtue. More "negative" than positive.
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II. Middle works: Phaedo, Philebus,
Symposium,
Republic,
Theaetetus.
The philosophical understanding of the notion of Forms. Less sceptical.
Not dialogical. Students under 30 should not be exposed to this exercise
at the Academy. Positive doctrines of Platonism: Forms (independent,
real, divine, invisible, changeless, causative of all that is): The Good
(mystic apprehension achieved at end of philosophic pilgrimage (Eros).
We understand the forms by noesis (knowledge), not doxa (opinion, changing
belief). Recollection of forms before we became imprisoned in body
(Beauty). Republic: Justice and order in soul and state. Only
those who apprehend the form of the good are fit to rule (i.e., the "good,"
i.e., the "virtuous").
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III. Late works: Critias, Parmenides,
Phaedrus,
Sophist,
Statesman,
Timaeus,
Laws.
Logos, certification by reason. Civic piety and religion, education.
Cosmological issues. Perfect Harmony.
IV.
V.
Republic:
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Book 1:
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Book 2:
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Book 3:
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Book 4:
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Book 5:
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Book 6:
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Book 7:
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Book 8:
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Book 9: The Tyrannical Constitution.
The tyrant is a natural development of the democratic type. The tyrant
is similar to a drunkard, a madman, and a deranged person who wishes to
rule over men and gods. He will refrain from no atrocity or murder,
for his passion is of the uttermost anarchy and lawlessness. He is
friendless and faithless and never knows freedom or true friendship.
The most evil is the most miserable. No city is more wretched than
that rule by a tyrant, and none happier than that governed by a king.
The tyrant is ruled by the gadfly of desire. The city ruled by a
tyrant would be poor. The tyrant soul must always be needy and suffer
from unfulfilled desire. He is full of terrors and alarms.
He is envious, faithless, unjust, friendless, impious, iniquitous, unhappy.
Of the aforementioned 5 constitutions (royal, timocratic, oligarchic, democratic,
and tyrannical), the king would be the most just and happy; the tyrant
the most unjust and miserable. There are three primary classes of
men (ranked in order): the philosopher (king) or lover of wisdom, the (timocratic)
lover of victory (honor), and the (oligarchic) lover of gain. Plato
discusses pleasure and pain as “relative” conditions dependent on one’s
position (up, middle, and down). Hence, when one goes “down” and
experiences pain, and then “up” to a middle point (where pain ceases),
one believes he is “approaching” pleasure (by going “up”). A comparison
is also made between bodily hunger and thirst and ignorance and folly.
Both require nourishment, whether physical or philosophical. Those
who have no experience of wisdom and virtue are always “down,” like cattle,
grazing and copulating, and kicking around, striving to satisfy their “lowly”
desires. The tyrant, likewise, satisfies lowly desires, unlike the
high-spirited (philosopher) king. The tyrant is also lower than the
democratic and the oligarchic types in his pursuit of lowly desires.
The king, however, is wise and prizes his studies and his soul. Likewise,
he will not abandon the nurture of his body or his health or even his beauty,
but will strive toward soberness and harmony of spirit, for he is a true
musician. Plato realizes that his ideal city may not exist, except
as a pattern laid up in heaven, but it makes no difference. The wise
man would seek the politics of this city.
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Book 10: On Poetry. Poetry
is imitative in nature and corrupt, for it lacks knowledge and truth.
Poetry does not seek true form or truth but merely the appearance or phantoms
of things. The poet is thrice removed from the object of imitation,
which is only in the mind of God, for the artisan creates a nominal (existential)
representation of the ideal (mathematical) object (a chair occupying the
dimensions of time, space, etc.), but the artist represents only an image
(a phantom) of the (nominal and real) object. There are three arts
concerned with everything: a) the user’s (whose author would know the most
about the object), the maker’s (whose author would only know its good or
bad effects), and the imitator’s (whose author would not even be able to
have an opinion about the object he is representing [e.g., whether it’s
useful or not]). The imitator has and imparts no wisdom or knowledge
about the object imitated. Imitation for him is only a form of play
(not of will or necessity or even of use) that should not to be taken seriously.
Poetry is then far removed from the truth and from intelligence.
Furthermore, in the case of poetry (tragedy), this art deals with lowly
passions and the irrational, not with the better (rational) part of the
soul. The poet’s creation is already inferior as far as imitation
goes, and, on top of that, he dwells on lowly topics (the passions) instead
of fortifying the soul. Poetry tends to corrupt. We feel
pleasure when we hear lamentations. But in real life we should behave
in the opposite manner and remain calm and endure our pain. In comedy
we take pleasure in buffooneries. But in real life we would blush
and find that detestable. Poetry fosters the feelings of sex, anger,
and all the appetites and pains and pleasures of the soul. Those
are the passions we should try to overcome on account of their irrationality.
Only hymns to the gods and the praises of good men are acceptable forms
of poetry in Plato’s city. Poetry should bestow not pleasure (only)
but benefit (833). On the Immortality of the Soul. What
corrupts and destroys is evil; what preserves and benefits is good.
The soul has things that make it evil (injustice, licentiousness, cowardice,
ignorance) but also things that are good (its love of wisdom and justice).
There is also an inevitable evil that accompanies the soul: sin in a former
life. But the gods would never abandon the righteous. The Daughters
of Necessity: The Fates: Lachesis (past), Clotho (present),
Athropos
(future). They spin the wheel of life, allot, and end life.
The soul, based on previous experiences and sufferings (the past) chooses
its next embodiment upon returning from the earth. Happiness consists
in choosing the mean and not the extremes (842). The virtuous soul
will choose wisely and experience happiness. The unwise or precipitous
soul will choose unwisely. But the souls choose according to their
former experiences. Thusly, Orpheus chose to become a swan to avoid
being born of woman (since women dismembered him). The unjust choose
to return as wild beasts. The souls drink from the River Lethe and
forget the past and fall asleep and are subsequently born again in whatever
form they have chosen. The soul is immortal and capable of enduring
all extremes of good and evil. Let us uphold the upward way and pursue
righteousness with wisdom always and ever, that we may be dear to ourselves
and to the gods during our sojourn here and when we receive our reward.
And we shall fare well in our journey of 1000 years.
Aristotle
Aristotle
(384-322 BC) is, along with Plato, the most influential philosopher of
the western tradition. He was born in Stagira, in Macedonia, the
son of Nicomachus, the court physician to Amyntas II, king of Macedonia.
At age 17 he entered Plato's Academy and stayed there until Plato's death.
He married Pythias in 345 and then resided in the island of Lesbos, where
he did many of his zoological researches. Between 343/2 and 340 he
acted as tutor to the young Alexander the Great,
at the invitation of his father Philip of Macedon.
In 335 he returned to Athens and founded a school, the Lyceum
(Gr. luke > "light"); his students, who "covered walk" or "reasoned while
they walked" were called Peripatetics.
Here he built the first great library of antiquity. With his second
wife, Herpyllis, he had a son, Nicomachus.
After Alexander's death in 322, he retired to Chalcis, where he died in
322. Aristotle was bald, thin, with a lisp, and of a sardonic disposition.
Alexander the Great
We know his works through Andronicus
of Rhodes, who edited his works in the 1st century BC.
The are the following:
-
I. Logical works:
Organon,
Categories,
On
Interpretation, Prior Analytics,
Posterior Analytics,
Topics,
Sophistical
Refutations.
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II. Works on physics:
Physics,
On
the Heavens, On Generation and Corruption.
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III. Psychology and
natural history: On the Soul, On the Parts of the
Animals, On the Movement of Animals, On the Generation of
Animals, and other shorter works collected in Parva Naturalia.
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IV. Ethics:
Nicomachean
Ethics, Eudemian Ethics, Magna Moralia,
Politics,
Rhetoric,
and The Art of Poetry.
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V. Works on the general
investigation of the things that are: Metaphysics.
Aristotle's relationship with Plato
was complex. Plato dealt with otherworldly, formal, and an a priori
(knowledge known without experience of specific events in the actual world
[i.e., pure thought, analytical, unaided by experience]) conception of
true knowledge (noesis) while Aristotle was concerned with intense
concern for the observed detail of natural phenomena, including those of
thought, language, and psychology. Plato is the patron saint of transcendental
theories of knowledge and ethics, while Aristotle is concerned to protect
knowledge of the plural and multifarious world we live in. Aristotle,
like Kant, had a passion for logic, categories, and the mean; hence, he
avoided all extremes and did justice to each side of his divisions.
Aristotle was the central figure in Arabic and medieval philosophy.
His concept of nature is animistic, and he
sees the world as a plant or striving organism, ever in process.
His reputation declined somewhat in the Renaissance, as the wars of religion
cast doubt on the scholastic method (logic
used to reconcile discordant authoritative opinions). In the 20th
century he remains a pivotal figure in metaphysical and ethical thinking.
Aristotle's
Politics:
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Book
I. Every state is a community
of some kind, and every community is established with a view to some good.
The ruler over a few persons is called a master; over more, the manager
of a household; over a still larger number a statesman or king. When
the government is personal, the ruler is a king; when the citizens rule
and are ruled in turn, he is a statesman. “The compound should always
be resolved into the simple elements or least parts of the whole.” There
must be a union of those who cannot exist without each other: e.g., a)
a male and a female, that the race may continue; or b) a natural ruler
and a subject, that both may be preserved. For that which can foresee
by the exercise of the mind is by nature intended to be lord and master,
while that which by its body can give effect to such foresight is a subject
and by nature a slave. Hence, master and slave have the same interests.
Out of these two relationships (man and woman, master and slave) the first
thing to arise is the family. The family is the association established
by nature for the supply of men’s everyday wants. When several families
are united, the first society to be formed is the village. The most
natural form of the village is that of a colony from the family.
Since every family is ruled by the eldest, in the colonies of the family
the kingly form of government prevailed because their constituents were
of the same blood. When several villages are united in a single complete
community, the state comes into being, originating in the bare needs of
life and continuing in existence for the sake of a good life. Hence,
if the earlier forms of society were natural, so is the state, “for it
is the end of them, and the nature of a thing is its end. For what
each thing is when fully developed, we call its nature . . . the final
cause and end of a thing is the best, and to be self-sufficing is the end
and the best.” Hence, the state is a creation of nature and man is
by nature a political (gregarious, social) animal. He who by nature
and not by accident is without a state is either a bad man (a lover of
war) or above humanity. Man is gregarious and the only animal endowed with
speech to differentiate between good and evil, just and unjust. The state
is by nature prior to the family and to the individual since the whole
is of necessity prior to the part. The proof of this lies in the
fact that when isolated, the individual is not self-sufficing. Anyone
who has no need of the state is either a beast or a god. Man has
by nature implanted in him a social instinct which, when perfected, makes
him the best of animals; when separated from law and justice, the worst.
Without virtue, man is the most unholy and the most savage of animals,
and the most full of lust and gluttony. Justice is the bond of men in states
and the principle of order in political society. A complete household consists
of master and slave, husband and wife, father and children. Property
is a part of the household and necessary for a man to live well.
The servant is a kind of instrument or living possession: “he who is by
nature not his own but another’s man, is by nature a slave.” From
the hour of their birth, some are marked out for subjection, others for
rule. The soul rules the body despotically, whereas the intellect rules
the appetites with a constitutional and royal rule. This is natural.
The opposite, or equality, would be unnatural. The male is by nature superior
to the female, and the one rules and the other is ruled. This is
a principle of necessity for their preservation. Inferiors are by
nature slaves and it is better for them to be under the rule of a master.
The inferior class should be the slaves of the superior. Since some
men are by nature slaves and others free, slavery for the former is both
expedient and right. By right of conquest, what is taken in war belongs
to the victors. Power, however, implies virtue. The superior in virtue
ought to rule. Greeks are not slaves, only barbarians (the rest of
the world). The relation of master and slave is natural when they
are friends and have a common interest, but when it rests merely on law
and force the reverse is true. The rule of a household is of a monarchical
kind, while the rule of freemen and equals is of a constitutional sort.Nature
has made all animals for the sake of man. The art of war is natural,
for it is a form of acquisition (a hunt), in this case of men intended
by nature to be governed but who are unwilling to submit. War in
this case is natural and just. Wealth-getting (e.g., of animals and
vegetables) is another variety of the art of acquisition. This includes
retail-trade, or the creating of wealth by commercial exchange (unnatural)
and usury (unnatural and despicable).
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Book
II. All known constitutions of the existing political
communities are faulty. The members of a state must have either a)
all things in common, b) nothing in common, or c) some things in common
and some not. The good of things must be that which preserves them.
Friendship is the greatest good of states and the preservative of them
against revolutions. ¶Property should be in a certain sense
common but as a general rule private, for then everybody has a bested interest
to attend to his own business. The love of self is by nature implanted
in man. What is to be censured is not the love of self (and private
property) but the love of excess (which is selfish and detrimental to the
common good). The excessive unification of a state (wherein, e.g.,
property is communal) may be detrimental to itself (for there is much quarreling
among those who have all things in common). The state is a plurality
that should be united and made into a community by education. Temperance
and moderation are important. Poverty is the parent of revolution
and crime. ¶The best form of government is that which has a mixed
constitution, perhaps like the Lacedaemonian or some other more aristocratic
government. The constitution is better when it is made up of more
numerous elements (a virtuous and wise monarch, a council of elders, and
popular Ephors selected from the people). There ought to be in states
not only equal property but equal education. Civil troubles arise
out of the inequality of property (in the case of the people) and honor
(in the case of the aristocracy). Moderate possessions and occupation,
as well as habits of temperance and a philosophical education are cures
for disorders. Moreover, the greatest crimes are caused by excess,
and not need, for the avarice of mankind is insatiable (this is why education
is important to moderate desire). ¶Tyrants do not rise in order
not to suffer cold but because they want more than their share. The
state should supply the internal wants of the state and meet dangers coming
from without. ¶Written laws ought not always to remain unaltered.
Enactments are universal but actions are concerned with particulars.¶Citizens
should have leisure in a well-ordered society.¶In those states in
which the condition of women is bad, half the city may be regarded as having
no laws (as in Sparta).¶The judges in the Council of Elders should
not be permanent, for the mind and the body grow feeble. The worthiest
should be appointed, whether he wants it or not. Ambition and avarice
are the motives of crime.¶The Spartan, Cretan, and Carthaginian constitutions
are analyzed.¶“They should rule who are able to rule best.”¶On
Legislators: Solon, the creator of the democracy in Athens is the best.
He harmonized the different elements in the state: the Council of the Areopagus
was oligarchic, the elected magistracy aristocratic, and the courts of
law democratic. Charondas is known for having introduced suits vs. false
witnesses (denunciation for perjury).
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Book
III. What is a state? A state is composite,
like any other whole created of many parts—these are the citizens.
What is a citizen? He who shares in the administration of justice
and holds offices. A state is a body of citizens sufficing for the
purposes of life (NB: Polis means both state and city). The good
citizen (whose duty is the salvation of the state) does not have to be
a good man. A virtuous citizen knows how to rule and obey. Practical
wisdom only is characteristic of the ruler. He is a citizen in the
highest sense who shares in the honors of the state. If he is excluded
from the honors of a state he is an alien. ¶A constitution is the
arrangement of magistracies in a state. In democracies the people are supreme;
in oligarchies, the few. Since man is a political animal, men, even
when they do not require one another’s help, desire to live together. Mankind
meets together and maintains the political community. In life men
find a natural sweetness and happiness, even in misfortune. ¶When
the state is framed upon the principle of equality and likeness, the citizens
think that they ought to hold office in turns. Governments which
have a regard to the common interest are constituted in accordance with
strict principles of justice and are therefore true forms. Those that regard
only the interests of the rulers are defective and perverted, whereas a
state is a community of freemen. ¶The words constitution and government
have the same meaning. The true forms of government are those in
which one (a king), some (an aristocracy), or many (a polity or constitution)
govern with a view to the common interest. Governments which rule
with a view to the private interest of one (a tyrant), some (an oligarchy),
or many (a democracy), are perversions. Hence, a tyranny has only
the interest of the monarch in mind, an oligarchy has in view the interest
only of the wealthy, and a democracy of the needy: none of them have the
common good of all. ¶All men cling to justice of some kind, but their
conceptions are imperfect. A state exists for the sake of a good and happy
life, and not for the sake of life only. A state does not exist for
the sake of alliance and security from injustice, nor yet for the sake
of exchange and mutual intercourse (e.g., commerce). Virtue must
be the care of a state which is truly so called, for without this end the
community becomes a mere alliance. Likewise, a state is not a mere
society having a common place and established for the prevention of mutual
crime and for the sake of exchange. A state is a community of families
and aggregations of families in well-being, for the sake of a perfect and
self-sufficing life. Such a community can only be established among
those who live in the same place and intermarry. Hence arises in
cities family connections, brotherhoods, common sacrifices, amusements
which draw men together. These are created by friendship, for the
will to live together is friendship. The end of the state is the
good life. “And the state is the union of families and villages in
a perfect and self-sufficing life, by which we mean a happy and honorable
life.” Political society exists for the sake of noble actions and not of
mere companionship. ¶The government of the many instead of the few
may seem to be fine, for the many in unison are less liable to err.
The laws, when good, should be supreme. Societal good is justice
(the common interest). Education and virtue have superior claim (to
rule). Those who are sprung from better ancestors are likely to be
better men, for nobility is excellence of race. Virtue too
has a claim, for justice is a social virtue. The best state is one
where the citizen is able and willing to be governed and to govern with
a view to the life of virtue. Legislation is only concerned with those
equal in birth and capacity. For men of pre-eminent virtue there
is no law, for they are themselves a law. ¶Ostracism
is a democratic institution (fear of the great, the wealthy, the pre-eminent,
and the powerful). This is political justice. An alternative,
however, would be to joyfully obey a superior ruler and that men like him
should be kings in their state for life. ¶On
Royalty: There are five kinds of royal rule: 1) TheLacedaemonian
Royalty, where the kingly office is a form of generalship.
Here the king also handles matters of religion. This may be hereditary
or elective. 2) The Barbarian Royalty,
which resembles tyranny, although it is legal and hereditary. Here
the people are by nature slaves. The guards of these kings are nationals
(not mercenaries, as in tyrannies). 3) The
Hellenic Aesymnetia or Dictatorship. This is an elective
and legal tyranny, although not hereditary. Sometimes this office
was held for life, sometimes for a term of years, or until certain duties
had been performed. 4) The Heroic Royalty.
Hereditary and legal. Exercised over willing subjects. The
first chiefs were benefactors of the people in arts or arms.
They either gathered them in a community or procured land for them. Thus
they became kings of voluntary subjects and their power was inherited by
their descendants. They took the command in war (like a general), presided
over the sacrifices (like a priest), and decided causes (like a judge).
5) The Absolute Royalty. Here
the king has the disposal of all. ¶Aristocracy is the best form of
government, provided that a number of men equal in virtue can be found.
¶“The law is reason unaffected by desire.” Customary laws have more
weight and relate to more important matters than written laws.
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Book
IV.
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Book
V.
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Book
VI. Herein, Aristotle discusses the different varieties
of the deliberative or supreme power in states. He also discusses
combinations of governments and notes that democracy is the opposite form
of government of oligarchy. The basis of democracy is liberty, which
Aristotle defines as the system wherein all rule and all are ruled in turn.
Moreover, in a democracy the poor have more power than the rich (the oligarchs).
Additional characteristics of democracy are: 1) The election of officers
by all out of all. 2) The appointment to offices by lot (in case
where special skills are needed). 3) No property qualifications.
4) A brief tenure without reelection. 5) Payment for services (for
members of the assembly, law-courts, and magistrates). Low birth,
poverty, and mean employment characterize a democracy, unlike the birth,
wealth, and education of the oligarch. The weaker are always asking
for equality and justice, while the strong care little for those things
(because they have the power).
There are 4 kinds of democracy:
1) The oldest form, typical of an agricultural society (where everybody
is poor). Herein everybody works and nobody covets the property of
another. There is no leisure here. The people are more interested
n gain than in honor. As long as the people are allowed to work and
not deprived of property they can patiently endure a tyranny or an oligarchy.
They are satisfied merely with voting to elect magistrates. Their
ambition ends there. 2) A pastoral people. Here, the people
tend to their flocks and are robust and well trained for war. 3)
A Commercial democracy. 4) the worst democracy, which is unruly and
disorderly, and favored by most persons (for its extreme freedom).
It is easier to establish a democratic state than to preserve it.
Controls are needed to prevent insurrections.
On oligarchies: The best oligarchy
is similar to a constitutional government. Strict property qualifications
are essential to retain power among the oligarchs. Oligarchies, however,
can become cliquish and tyrannical. There are four divisions of the
common people: 1) husbandmen, 2) mechanics, 3) retail traders, and 4) laborers.
There are also 4 kinds of military forces: 1) the cavalry, 2) the heavy
infantry, 3) the light-armed troops, and 4) the navy. A strong oligarchy
has a good cavalry (since horses cost money). The next best oligarchy
has heavy infantry. Light-armed troops and the navy element are more
typical of democracies than of oligarchies (for they cost less).
Oligarchical magistrates should erect public buildings to impress the people
and to retain power. The necessary offices in an oligarchy are; the
market, public and private buildings, city wardens, country wardens, tax
collectors, recorders, executioners, and jailers. Also needed are
generals, auditors, controllers, and councilors. Finally, priests.
Book
VII. On happiness. Only a virtuous man is
truly happy. He is moderate in his possessions and has a highly cultivated
mind. Courage, justice, wisdom, and temperance are the cardinal virtues
of an individual and of a state. The good of the state and not of
the individual is paramount. The government is best if every man
can act best and live happily. The virtuous ones prefer the live
of the philosopher and of the statesman. But some nations are war-like
and stress ambition and military power as the highest goods. However,
war-like pursuits, although honorable, are not the supreme end of all things,
but only means. The end of the state is peace (where virtue can grow
and happiness take place). Happiness is activity.
A perfect state cannot exist without
a due supply of the means of life. The first material a statesman
needs is population. But only the essential people should be included
in the perfect state (not slaves or foreigners). A governor should
command and judge. A smaller population is more manageable than a
larger one. A territory should be easy to egress to the inhabitants
and difficult of access to the enemy. It should be well situated
in regard to sea and land. It should be a convenient center for the
protection of the whole country. It should be able to receive the
fruits of the soil and for the bringing in of timber. Import what
is necessary and export what one has in excess. An increase of population
(and of foreigners) would be adverse to good order.
On the racial superiority of the
Greeks. Northern Europeans are full of spirit but lacking in intelligence.
Hence, they are free but have no political organization. Asians are
intelligent and inventive but are wanting in spirit. Hence, they
are always in a state of subjection and slavery. But the Hellenic
race, since it is situated between them, is intermediate in character:
high-spirited and intelligent. Hence, they are free and the best-governed
of all people. If it could be formed into one state it would be able to
rule the world.
A state is not a community of
living beings but a community of equals, aiming at the best life possible.
Happiness is the highest good, being a realization and perfect practice
of virtue. Since there are different types of men, there are different
modes of life and forms of government. Nevertheless, a state needs
some indispensable things, namely: 1) food, 2) arts (mechanical), 3) arms,
4) revenue, 5) religion, 6) justice. Thee are indispensable
components of any state, for a state is not a mere aggregate of persons,
but a union of them sufficing for the purposes of life, and if any of the
above things are missing, the community cannot be self-sufficing (and hence,
not happy). A state needs husbandmen to procure food, artisans, warriors,
a wealthy class, priests, and judges. Happiness cannot exist without
virtue. Hence, leisure is necessary for the development of virtue
and the performance of political duties. The most important citizens
are the warriors and the councilors. Husbandmen can be slaves, provided
they are not high-spirited, for then they would make a revolution.
Liberty should be held up to them as the reward for their services.
There should also be social classes, as exists in Egypt.
Location: A healthy city
should lie towards the east or be sheltered from the north wind (for they
will have a milder winter). There should be springs and fountains
in the town, as well as pure water. Strongholds: an acropolis
is good for an oligarchy or a monarchy, but a plain is more suitable to
a democracy. Streets should be arranged symmetrically but have some
irregular architecture to prevent easy access to enemies.
In the Ethics, Aristotle
maintains that happiness is the realization and perfect exercise of virtue.
Actions that aim at honor and advantage are the best. Virtue and
goodness in the state are not a matter of chance but the result of knowledge
and purpose. Three things make men good and virtuous: 1) nature, 2) habit,
and 3) rational principle. Education is essential to inculcate good habits.
Equality consists in the same treatment of similar persons, and no government
can stand which is not founded on justice. If a government is unjust,
revolutions take place. Yet, governors should excel their subjects.
Citizens must learn to obey first (especially when young) and to rule later
(when older).
The soul of man is divided into
two parts: 1) the rational and 2) the irrational principle (the appetites,
desires, and emotions of the body). In nature and art, the inferior
exists for the sake of the better or superior. And the better or superior
has a rational principle. The rational principle is divided into
1) a practical and 2) a speculative principle. Life is divided into
two parts: 1) business and 2) leisure. War exists for the sake of
peace; business for the sake of leisure: things useful and necessary for
the sake of things honorable. We must do what is necessary and indeed
what is useful, but what is honorable is better. No legislator
should train the citizens to conquer and obtain dominion over their neighbors,
for there is great evil in this. Neither should men study war to
enslave those who do not deserve to be enslaved. One should obtain
empires for the good of the governed and not to exercise a form of despotism.
One should only be master over those who deserve to be slaves. The legislator
should direct all his military measures to the provision of leisure and
the establishment of peace. For most of those military states are safe
only while they are at war. Peace is the end of war. Leisure
is the end of toil. Many necessaries of life have to be supplied
before we can have leisure. But there is no leisure for slaves. War
compels men to be just and temperate. But the enjoyment of a good
fortune and the leisure which comes with peace tends to make them insolent.
Marriages. Men should marry
when they are 37. Women when they are 18.
Children. No deformed child
should live. When couples have children in excess, abortion should
be procured before life and sense have begun. No one past 50 should
have children. Adulterers should be punished in proportion to the
offense. Milk is good for children, but not wine. Accustom children
to the cold to harden them. Allow children to move a lot and not
be inactive. Stories and tales should prepare children for the business
of life. Children should be allowed to cry and scream (they are exercising
their bodies in this fashion). No improper language or indecent visuals
should be allowed to children. They should be spared anything that
suggests vice or hate.
Book
VIII. On Education. The legislator should
direct his attention above all to the education of youth, for the neglect
of education does harm to the constitution. Citizens do not belong
to themselves but to the state. Each citizen is part of a state.
Education is the business of the state. Occupations are liberal and
illiberal. Those arts that deform the body and all paid employments
are vulgar and degrade the mind. The four branches of education are:
1) reading and writing (useful for the purposes of life), 2) gymnastics
(to infuse courage), 3) music (for intellectual enjoyment in leisure),
and 4) drawing (useful for the purposes of life). Leisure is the
end of occupation. Amusements (sleep, drinking, music, and dancing)
are suitable at times (like medicines) for the emotions they create in
the soul give us relaxation, pleasure, and rest. “To be always seeking
after the useful does not become free and exalted souls.” What is
noble, not what is brutal, should have the first place. Men ought
not to labor at the same time with their minds and with their bodies, for
the two kinds of labor are opposed to one another.
Music is one of the pleasantest
things. Music can inspire enthusiasm, which is an emotion of the
ethical part of the soul. When men hear imitations, their feelings
move in sympathy. Rhythm and melody supply imitations of anger and gentleness,
and also of courage and temperance. The habit of feeling pleasure
at mere representations is not far removed from the same feeling about
realities. If one delights in the sight of a statue for its beauty
only, it necessary follows that the sight of the original will be pleasant
to him. Music has the power to form character. But the flute
does not form moral character (it is too exciting). Neither
does the lyre, the harp, or the sambuca. They give pleasure only
(Bacchic frenzy). Avoid them. Go for ethical music that may serve
for intellectual enjoyment. Dorian music is the gravest and manliest.
Avoid Phrygian music.
Aristotle's
Rhetoric:
Book
I.
Book
II.
Book
III. Three points are necessary in making a speech: 1)
the means of producing persuasion, 2) the style or language used, and 3)
the proper arrangement of the various parts of the speech.
Persuasion is used 1) to move the emotions
of the judges, 2) to give a good impression of one’s moral character, and
3) to prove one’s point.
Style is necessary in the delivery of an oration, for the facts alone may
not be sufficient in themselves to prove a point. Style has to do
with 1) volume of one’s voice for the right emotion, 2) modulation
of pitch, and 3) rhythm. The whole business of rhetoric is
concerned with appearances. The truth of the facts may not be enough
to prove a point, for “the way in which a thing is said does affect its
intelligibility.”
A speech has
two parts: 1) Statement and 2) Proof. These are also
called a) Statement of the case, Enunciation, “Narration,” and b) Argument,
Demonstration, Proof. Within the former part one may find a pre-narration,
a narration, and a post-narration; within the latter one may also find
Comparison, Refutation of the Opponent, and Final Refutation as components
of the Proof. There are also Secundations, Divagations, and Ramifications.
But, again, only two parts are essential to speeches: Statement and Proof.
One may also find a Preamble or Introduction (as a prologue in poetry or
a prelude in flute-music) [also called Exordium] and a Conclusion, Epilogue,
of Peroration. Hence, the parts of any speech are: 1) Introduction
(Preamble), 2) Statement (Enunciation, Narration), 3) Proof (Evidence,
Argument, Demonstration [with Comparisons and Refutations]), and 4) Conclusion
(Epilogue, Peroration, Summation).
The Introduction
is
the beginning of any speech. Any way to begin is fine, and then strike
up a theme and lead into it. The subject of an introduction is usually
some piece of praise or censure (in encomia), or appeals (in forensic
speeches), or advice (in deliberations). A prologue should
give an audience a grasp of what is to follow so that they can hold fast
to it and follow the argument. The prologue shows what the aim of
the speech is. A prologue may also have a remedial function and serve
to remove opprobrium or excite prejudice against the opposition.
Appeals to the hearer bring good will (captatio benevolentiae).
A prologue may also be used to distract an audience, or to make it receptive,
or to give a good impression of one’s character (so that the audience becomes
receptive to what one is about to say). It should also give a short
summary of what is to follow (the speech) and serve as a “head” to the
main “body” of the speech. At times calls to attention might be used
throughout a speech (if the topic is difficult).
The Narration
or Statement is usually provided by nature and is not of the orator’s
invention (only in the Proof does the orator use his art). The narration
may be intermittent (in encomia), or brief (in fora), or be as long as
necessary if one has to prove one’s moral character: “Slip in anything
else that the judges may enjoy.” The narration should depict character,
especially when they deal with moral questions. If any detail seems
improbable, give a reason for it. Use emotion if necessary (these
carry conviction). Narration is usually of past events (in fora),
or present (in encomia), or future (in deliberations).
[3.2 [The Qualities
of Style]. A good style is, first of all, clear. Language that
is not clear does not perform the function of language. Style should
be appropriate to its theme, neither mean nor above the dignity of its
subject. Clearness is secured by means of name-words [nouns &
adjectives] and verbs that are current, as well as by freeing prose from
meanness and embellishments (the latter being typical of poetry).
But deviations from ordinary style (e.g., rare words, compound words, and
coined words) may be impressive if used on occasion. To be effective,
embellishments and deviations from the norm should be well hidden to be
persuasive and remain unnoticed by the listener, who would become suspicious
of the speaker’s intent if s/he saw through the tricks being used. Homonyms
(equivocal terms) are useful to the sophist to mislead his audience.
On Metaphor.
Metaphor gives clearness, charm, and distinction to the style (prose and
poetry). Use proportional metaphors. Metaphors miss the mark
if they have unpleasing sounds or if they are far-fetched. We must
draw them from kindred and similar things. Riddles usually contain
metaphors or enigmas.
On Epithets.
They may be formed from the bad and ugly side of a thing (“Orestes the
matricide”) or from the better aspect (“Orestes, the avenger of his sire”).
On Diminutives.
Diminutives make a bad thing less bad, a good thing less good.
3.3.
[Four Faults of Style]. There are four defects in style: 1) the misuse
of compound words (“end-executing”), 2) the use of strange (archaic, obsolete,
alien) words (“Xerxes is a vasty man”), 3) mistakes in the use of epithets
(“white milk”), and 4) bad figures of speech (metaphors and similes), e.g.,
to say “For shame, O Philomela!” when complaining of a swallow’s aerial
droppings upon one.
3.4. On
Similes. Similes are useful in prose as well as in verse, but
must be sparingly used, for they are poetical. The ‘proportional
metaphor’ [or simile] must always be capable of reciprocal transference,
hence, if a bowl is “The shield of Dionysus,” then a shield may be fittingly
called “The bowl of Ares.” If the criss-cross transference cannot
be made, then the metaphor is not good.
3.5. Stylistic
Purity. Good style is correct idiom, and this purity of language
depends upon five things: 1) The correct use of connective words and the
arrangements of them in the natural sequence they require. Avoid
many connectors or long intervals between connectors and items being connected,
for that tends to make language obscure. 2) The use of specific words
rather than vague general terms. 3) The avoidance of ambiguous language.(unless
you have nothing to say, in which case the ambiguity helps). 4) The
correct use of gender. 5) The correct use of number (i.e., the concords
between plural noun and plural verb must be preserved).
Also, a composition
should be easy to read or easy to deliver. Such will not be the case
if we have too many connectives and clauses or where punctuation is hard.
Avoid solecisms, produced when you annex to a pair of terms a third
term which does not fit them both. With a sound and a color, for
instance, the word ‘seeing’ should not be used; ‘perceive’ will apply to
both.
3.6. Impressiveness.
Impressiveness of style may be obtained in six ways: 1) by describing an
object instead of naming it (unless you aim for conciceness). 2).
Use metaphors and epithets for vividness, being careful to avoid a poetical
effect. 3) Use the plural for the singular, as doe the poets ( “To
harbors Achaean” [though only one harbor is meant]). 4) Avoid linking
two words with one article—use the article with each noun. 5) Use connective
particles. 6) Describe a thing in terms of which it is not (this
form of amplification has no limit).
3.7. Propriety.
Your language will be appropriate if it expresses 1) emotion (to make people
believe in your facts, for people are always in sympathy with an emotional
speaker even if there is nothing in what he says) and 2) character (distinguish
differences of age, sex, and nationality), and if it is 3) in proportion
with its subject (compound words, plentiful epithets, and strange words
best suit an emotional speaker).
3.8. Prose
Rhythm. The pattern (schema) of the diction should be neither
metrical nor devoid of rhythm. It is number that limits all things.
Prose should be rhythmical but not metrical (otherwise it would be verse
instead of prose), but its rhythm must not be too precise. The heroic
rhythm ( ‘- - ‘-- ) has dignity but lacks the cadence of the spoken language.
The iambic ( - ‘- ‘ ) is the characteristic rhythm of people as they talk.
The trochaic rhythm is too much like a comic dance ( ‘- ‘- ). The
paeon is acceptable in its two forms: / ‘- - - / and
/ - - - ‘ /. The language of prose should be well cadenced and not
unrhythmical.
3.9. The
Period and Its Members. The style is either running (loose, strung-out)
or compact (periodic). We prefer the latter, for we can see the whole
(beginning and end) at a glance. Such a style is pleasing and easy
to follow. It gives satisfaction because it is the opposite of indefinite.
A member [colon, clause] is one of the two parts of a period. When
the members [cola] are too long, they give the hearer a sense of
being left behind. The sentence begins to look like a speech.
The members are either 1) simply divided or 2) antithetical. Antithetical
sentences are pleasing because things are best known by opposition, and
are all the better known when the opposites are put side by side, and also
because they have the resemblance of logic (or of a refutative syllogism).
Parisosis
[parallel structure] is having the two members of a period equal in length.
Paromoeosis
[parallelism of sound] is having similar words at the extreme of the two
members. It is also possible to have all these figures together:
Antithesis,
Parison
[equality of members], and Homoeoteleuton [similarity of endings]:
“he lived, not died, happily, joyfully.”
3.10.
Lively Sayings. The actual invention of these is a matter of natural
talent or long practice. We all take a natural pleasure in learning easily;
so, since words stand for things, those words are most pleasing that give
us fresh knowledge. “Now strange words leave us in the dark; and current
words [with the things they stand for] we know already. Accordingly,
it is metaphor that is in the highest degree instructive and pleasing.”
And the similes of the poets do the same, for the simile is a metaphor,
differing from it only in that this simile adds the phrase of comparison,
which makes it longer and less pleasing. In order to be lively, they
must give us rapid information. Antithesis and balance please.
Metaphors must not be far-fetched, for such are hard to grasp, not obvious
[trite], for such leave no impression. Also, words must set an event
before our eyes. Hence, the speaker must aim at these three points:
metaphor, antithesis, actuality.
Metaphors are
of four kinds: The best liked is the proportional metaphor (already discussed).
3.11.
Means to Liveliness Further Considered. A clever, lively, pointed
saying gains its quality through Antithesis, Metaphor (especially
the proportional kind), and Actuality (putting a thing before the
eyes), e.g.: “And the spear-point, quivering eagerly, rushed through
his breast” (Iliad 15.542). In this example, the object is invested
with life, and thereby gives an effect of activity. Terse statements
(apophthegms) are effective, as well as well-devised riddles,
for the solution they present is an act of learning, and they are expressed
metaphorically too. We also enjoy novelties (the element of surprise),
for the thought turns out otherwise than expected, like the jests of comic
writers, that are produced by substitutions in words. This ‘deception’
pleases, for the listener anticipates one thing but hears another.
Hence, the more concise and antithetical the saying, the better it pleases,
for the reason that by the contrast one learns the more, and by the conciseness,
with the greater speed. Further, there should always be some personal
application, or special merit of expression, if the saying is to ring true,
nd not to be tame. Similes are metaphors. So are proverbs
(from one species to another). Successful hyperboles are also
metaphors if you employ a word of comparison (“like” [e.g., “Happy? Like
a pig in mud.”]). Hyperboles are characteristic of youngsters; they
betray vehemence. They are also used by men in an angry passion.
Attic [Athenian] orators like to use hyperboles too. They are unsuited
to an elderly speaker.
3.12.
Propriety of Speech Resumed; Concluding Observations. Each kind of
rhetoric has its own style. The written style is the more finished.
The controversial is far better adapted to dramatic delivery. Such
devices as asyndeta [parallel expressions without connectives: “I
came, I saw, I conquered”] and repetition of the same word, censured in
the written [literary] style, have their place in the controversial style
for dramatic effect. But if you repeat, vary the repetition. Asyndeton
serves to amplify an idea [the conjunction gives closure to it].
The style of epideictic [panegyric, encomiastic] speeches is the most literary,
since it is meant to be read; next to it comes the style of forensic speaking.]
Arguments provide
proofs of the Statement. Proofs have four heads: 1) The act
was not committed (in which case one has to prove that), 2) The act was
committed but did no harm (prove that), 3) The act was less than is alleged,
or 4) The act was justified. Only in the first instance is one of
the two parties a rogue and ignorance can thusly not be pleaded.
Encomia need no Proof. In deliberations the best Arguments are those
that involve “examples.” Enthymemes (syllogisms,
e.g., “If x is granted, then y follows”) are best used in fora. Limit
the use of enthymemes, though (their subtlety kills emotion). Maxims
are good in arguments and narrataions since they express (moral) character.
In Counter-Arguments, attack the most vulnerable part of your opponent
to cast doubt on his speech. Do not be abusive against your opponent
since that is a sign of being ill-bred (and the argument can suffer subsequently
[if the people become ill-disposed toward you]). In Interrogations,
offer an explanation for your answer and do not be curt. Use jests
to kill your opponent’s seriousness, and seriousness to oppose his jests
(Gorgias). Irony works when one uses it to amuse oneself (buffoonery
when one amuses other people).
Epilogues
have four parts: 1) to make the audience well-disposed toward yourself
and ill-disposed toward your opponent, 2) to magnify or minimize the leading
facts, 3) to excite the required state of emotion in your hearers, and
4) to refresh their memories. The required emotions to be excited
in an audience (see no. 3 above) are: pity, indignation, anger, hatred,
envy, emulation, and pugnacity. Likewise, one has to review what
one has said (see no. 4 above) by repeating one’s points frequently so
as to make them easily understood. What one should state in the Introduction
is the subject in order tht the point to be judged may be quite plain.
In the Epilogue one should summarize the arguments by which the case has
been proved. For the conclusion, the disconnected style is appropriate:
“I have done. You have heard me. The facts are before you.
I ask for your judgment.”
Aristotle's Topics:
Book
I: On Reasoning. Reasoning is an argument
in which certain things are laid down and by which other things necessarily
come about (by means of dialectical reasoning). Reasoning may be
a) a Demonstration (when the premises from which the reasoning starts
are true and primary) or b) Dialectical (if it reasons from opinions
generally accepted, for things are true and primary which are believed
on the strength of themselves or if they are generally accepted by the
majority, or by the philosophers, or by the most notable and illustrious
of them) or c) Contentious (if it starts from opinions that seem
to be generally accepted but are not generally accepted) or d) a Mis-reasoning
(when a man draws a false figure and reasons from things that are neither
true and primary, nor yet generally accepted, and conducts his reasoning
upon assumptions which, though appropriate to the science in question,
are not true, for he effects his mis-reasoning either by describing the
semicircles wrongly [in geometry] or by drawing certain lines in a way
in which they could not be drawn].
[Lauerian
examples of several forms of reasoning:
I.
Logical Reasoning: A. [Major premise] All people eat.
B [Minor premise] John is a man. C. [Conclusion]
Therefore, he [John] eats [because he belongs to the group people].
II. ‘Contentious’
of ‘Special’ reasoning: A. All men eat cheesecake. B.
Robert is a man. C. Therefore he eats cheesecake. [NB: B and
C follow logically, one from the other only if A is accepted; however,
A has not been demonstrated: therefore, the conclusion is faulty or ‘contentious’].
III. Mis-reasoning:
A. All men eat cheesecake. B. Bobby is a child.
C. Therefore everybody eats cheesecake. [NB: Nothing follows
here. A has to be demonstrated first. If it were capable of
being demonstrated, one would have to modify B and demonstrate if the category
‘child’ can be logically included in the category ‘men’ or not. C
is defective because the term ‘everybody’ is all-inclusive and may also
logically include the concept ‘women,’ which is excluded from A and B].]
Aristotle’s
treatise on Topics is useful, as he states, for a) intellectual
training (the possession of a plan of inquiry enables us more easily
to argue about the subject proposed), b) casual encounters (to judge
opinions on their merit and not on the ground of other people’s convictions),
and c) the philosophical sciences (to detect more easily the truth
and error about the several points that arise). Hence, dialectic
is a process of criticism wherein lies the path to the principles of all
inquiries.
Arguments
start with ‘propositions,’ while the subjects on which reasonings
take place are ‘problems.’ Every proposition or problem indicates
either a genus or a peculiarity or an accident.
What is ‘peculiar’ to anything in particular is its essence; hence, that
part that indicates the essence of a thing is called a ‘definition.’
The remainder of it its ‘property.’ Hence, there are four
elements to anything, namely: definition,
property,
genus,
and accident.
A definition
is a phrase signifying a thing’s essence (hence, a definition is
always a phrase of a certain kind). Arguments about definitions
are concerned with questions of sameness and difference.
However, to show that two things are the same is not enough to establish
a definition. To show that they are not the same is enough of itself
to overthrow it [the definition].
A property
is a predicate which does not indicate the essence of a thing, but yet
belongs to that thing alone, and is predicated convertibly of it. Thus
it is a property of man to be capable of learning grammar, for if A is
a man, he is capable of lerning grammar, and if he is capable of learning
grammar he is a man. For no one calls anything a property which may
possibly belong to something else, e.g., sleep in the case of man, which
is a ‘temporary’ or ‘relative’ property (for it does not necessarily follow
that if something is asleep it is a man).
A genus
is what is predicated in the category of essence of a number of things
exhibiting differences in kind. Hence, man and ox share the same
genus (‘animal’).
An accident
is 1) something that is neither a definition nor a property nor a genus,
yet belongs to the thing, 2) something which may possibly either belong
or not belong to any of the self-same thing, as. E.g., the ‘sitting posture.’
Also, there is nothing to prevent an accident from becoming a temporary
or relative property. Thus, the sitting posture is an accident,
but will be a temporary property, whenever a man is the only person sitting.
Nothing prevents an accident from becoming both a relative and a temporary
property; but a property absolutely it will never be.
Definition
of the term Sameness. Sameness falls into three divisions:
a) numerically (where there is more than one name but only one thing
[‘doublet’ <jacket> and ‘cloak’]), b) specifically (where there
is more than one thing, but they present no differences in respect of their
species, as one man and another), or c) generically (where things
are the same under the same genus [‘horse’ and ‘man’]).
There are ten
classes of predicates in which the four orders in questions are
found: 1) Essence, 2) Quantity, 3) Quality, 4) Relation,
5) Place, 6) Time, 7) Position, 8) State, 9)
Activity,
and 10) Passivity. For the accident and genus and property
and definition of anything will always be in one of these categories: for
all the propositions found through these signify either something’s essence
or its quality or quantity or some one of the other types of predicate.
Such, then, and so many, are the subjects on which arguments take place.
Defition of
a ‘dialectical proposition’ and a ‘dialectical problem.’
Not every proposition can be set down as dialectical [‘dialectical’ means
‘conversational,’ in the Socratic sense], for no one would make a proposition
that nobody holds [no other would assent to it] or make a problem of what
is obvious to everybody [for this admits of no doubt]. Hence, a dialectical
proposition consists in asking something that is held by all men, provided
it be not contrary to the general opinion, or propositions that are generally
accepted, propositions that contradict the contraries of opinions that
are taken to be generally accepted, and opinions that are in accordance
with the recognized arts. Propositions contradicting the contraries
of general opinions will pass as general opinions, for if it is a general
opinion that one ought to do good to one’s friends, it will also be a general
opinion that one ought no to do them any harm. Here, that one ought
to do harm to one’s friends is contrary to the general view, and that one
ought not to do them harm is the contradictory of the contrary. Likewise
also, if one ought to do good to one’s friends, one ought not to do good
to one’s enemies (this too is the contradictory of the view contrary to
the general view; the contrary being that one ought to do good to one’s
enemies).
A dialectical
problem is a subject of inquiry that contributes either to choice
or avoidance, or to truth and knowledge, and that
either by itself, or as a help to the solution of some other such problem.
It must, moreover, be something on which either people hold no opinion
either way, or the masses hold a contrary opinion to the philosophers,
or the philosophers to the masses, or each of them among themselves. For
some problems it is useful to know with a view to choice or avoidance,
while some it is useful to know merely with a view to knowledge.
Problems also include questions in regard to which reasonings conflict;
others also in regard to which we have no argument because they are so
vast (whether the universe is eternal or not).
A ‘thesis’
is a supposition of some eminent philosopher that conflicts with the general
opinion. Or it may be a view about which we have a reasoned theory
contrary to men’s usual opinions. A thesis may also be a problem
(though a problem is not always a thesis). Theses are suppositions
in conflict with general opinion. Practically all dialectical problems
are now called ‘theses.’ Not every problem or thesis should be examined,
only one which might puzzle one of those who need argument,
Dialectical arguments have several
species: 1) Induction (a passage from individuals to universals
[this is a very convincing and clear form of arguing, readily grasped by
the use of the senses and applicable generally to the mass of men] or 2)
Reasoning
(a more forceful and effective way of arguing, especially against contradictory
people).
The means whereby
we are to become well supplied with reasoning are four: 1) the securing
of propositions, 2) the power to distinguish in how many senses a particular
expression is used, 3) the discovery of the differences of things, and
4) the investigation of likeness.
On propositions.
One may first take in hand the opinions held by all or by most men or by
philosophers. One should indicate also the opinions of individual
thinkers, e.g., ‘Empedocles said that the elements of bodies were four’:
for any one might assent to the saying of some generally accepted authority.
Of propositions
and problems there are three divisions: 1) ethical (e.g., ‘Ought
one rather to obey one’s parents or the laws, if they disagree?’) , 2)
natural
philosophy (e.g., ‘Is the universe eternal or not?’), and 3) logical
(e.g., ‘Is the knowledge of opposites the same or not?’). For purposes
of philosophy we must treat of these things according to their truth, but
for dialectic only with an eye to general opinion. All propositions
should be taken in their most universal form; then the one should be made
into many. In the same way these two should be divided, as long as
division is possible.
Whether a term
bears a number of specific meanings or one only may be considered by the
following means. First, look and see if its contrary bears a number of
meanings, whether the discrepancy between them be one of kind or one of
names. For in some cases a difference is at once displayed even in
the names (e.g., the contrary of ‘sharp’ in the case of a note is ‘flat,’
while in the case of a solid edge it is ‘dull.’). In some cases there
is no discrepancy in the names used, but a difference of kind between the
meanings is at once obvious (e.g., in the case of ‘clear’ and ‘obscure’:
for sound is called ‘clear’ and ‘obscure’, just as ‘color’ is too).
Moreover, see if one sense of a term has a contrary, while another has
absolutely none (e.g., to ‘love’ as a frame of mind has ‘to hate’ as its
contrary; but as a physical activity like kissing, it has none: hence,
‘love’ is an ambiguous term). Further, see in regard to their intermediaries,
if some meanings and their contraries have an intermediate, while others
have none, or if both have one but not the same one (e.g., ‘clear’ and
‘obscure’ in the case of colors have ‘gray’ as an intermediate, whereas
in the case of sound they have none: hence, the terms ‘clear’ and ‘obscure’
are ambiguous). See, moreover, if some of them have more than one
intermediate, while others have but one (e.g., as in the case with ‘clear’
and ‘obscure,’ for in the case of colors there are a number of intermediates,
whereas in regard to sound there is but one, ‘harsh.’).
In the case
of the contradictory opposite, look and see if it bears more than one meaning.
For if this bears more than one meaning, then the opposite of it also will
be used in more than one meaning (e.g., ‘to fail to see’ is a phrase with
more thn one meaning: ‘to fail to possess the power of sight’ or ‘to fail
to notice’).
Examine inflected
forms (e.g., if ‘justly’ has more than one meaning, then ‘just’ also will
be used with more than one meaning).
Look also at the classes of the
predicates signified by the term, and see if they are the same in all cases.
For if they are not the same, then clearly the term is ambiguous (e.g.,
‘good’ in the case of food means ‘productive of pleasure,’ in the case
of medicine, ‘productive of health’, in the case of the soul, to be of
a certain quality like temperate, just, courageous). Sometimes a
term signifies what happens at a certain time (e.g., a ‘good’ [propitious]
time). Often it signifies what is of a certain quantity (e.g., a
‘good’ amount of wine). Hence, the term ‘good’ is ambiguous.
Look also at
the genera of the objects denoted by the same term (e.g., ‘horse’ as an
animal or as an engine, as in ‘horsepower’).
Often in the
actual definitions as well ambiguity creeps in unawares, and for this reason
the definitions also should be examined (this is the case when we use synonyms).
Moreover, since the species is never the differentia of anything, look
and see if one of the meanings included under the same term be a species
and another a differentia (e.g., ‘clear’ [white] as applied to a body is
a species of color, whereas in the case of a note it is a differentia,
for one note is differentiated from another by being ‘clear’).
Likeness should
be studied, first in the case of things belonging to different genera,
the formula being: ‘A : B = C : D’ (e.g., as knowledge stands to
the object of knowledge, so is sensation related to the object of sensation),
and ‘As A is in B, so is C in D’ (e.g., as sight is in the eye, so is reason
in the soul, and as is a calm in the sea, so is windlessness in the air).
Practice is more especially needed in regard to terms that are far apart.
It is useful
to have examined the number of meanings of a term both for clearness’ sake
(for a man is more likely to know what it is he asserts, if it has been
made clear to him how many meanings it may have), and also with a view
of ensuring that our reasonings shall be in accordance with the actual
facts and not addressed merely to the terms used. For as long as
it is not clear in how many senses a term is used, it is possible that
the answerer and the questioner are not directing their minds upon the
same thing. It helps us also both to avoid being misled and to mislead
by false reasoning: for if we know the number of meanings of a aterm, we
shall certainly never be misled by false reasoning, but shall know if the
questioner fails to address his argument to the same point; and when we
ourselves put the questions we shall be able to mislead him, if our answerer
happens to know the number of meanings of our terms.
The discovery
of the differences of things helps us both in reasonings about sameness
and difference, and also in recognizing what any particular thing is.
For when we have discovered a difference of any kind whatever between the
objects before us, we shall already have shown that they are not the same.
The examination
of likeness is useful with a view both to inductive arguments and to hypothetical
reasonings, and also with a view to the rendering of definitions.
It is useful for hypothetical reasonings because it is a general opinion
that among similars what is true one one is true also of the rest.
Likewise, also, in the case of objects widely divergent, the examination
of likeness is useful for purposes of definition, e.g., the sameness of
a calm at sea, and windlessness in the air (each being a form of rest).
Aristotle’s
On
Sophistical Refutations:
Ch.
1: Sophistical refutations appear to be refutations but
are actually fallacies instead. For some reasonings are genuine while
others seem to be so but are not.
Ch.
2: Sophistical arguments in dialogue form consist of
four classes: 1) Didactic (those arguments that reason from the
principles appropriate to each subject and not from the opinions held by
the answerer), 2) Dialectical (those arguments that reason from
premises generally accepted, to the contradictory of a given thesis), 3)
Examination-arguments
(those that reason from premises which are accepted by the answerer and
that anyone who pretends to possess knowledge of the subject is bound to
know), and 4) Contentious arguments (those that reason or appear
to reason to a conclusion from premises that appear to be generally accepted
but are not so).
There are five
arguments used in competitions and contests: 1) Refutation (to refute
the other party [e.g., “that’s your opinion; it’s a free country”]), 2)
Fallacy
(to show he is committing a fallacy [e.g, “that does not compute, now,
does it?”), 3) Paradox (to lead him into a paradox [e.g., “so, is
it A or is it B?”]), 4) Solecism (to make the answerer, in consequence
of the argument, to use an ungrammatical expression [e.g, “oh, sh . . .
, did I say that?”]), and 5) To reduce the opponent in the discussion to
babbling
(e.g., to make him repeat himself [e.g, Reagan’s “there he goes again!”]).
Aristotle's
Nicomachean Ethics:
BOOK
IX: On Friendship. In all friendships
between dissimilars, proportion equalizes the parties and preserves the
friendship. But in friendships between lovers sometimes the lover
complains that his excess of love is not met by love in return, while often
the beloved complains that the lover who formerly promised everything now
performs nothing. Such incidents happen when the lover loves the
beloved for the sake of pleasure while the beloved loves the lover for
the sake of utility. If these are the objects of the friendship, it is
dissolved when they do not get the things that formed the motives of their
love, for each did not love the other person himself but the qualities
he had, and these were not enduring. But the love of character endures
because it is self-dependent.
On
gifts. If a gift is made with a view to a return, it is preferable
that the return made should be one that seems fair to both parties.
We must for the most part return benefits rather than oblige friends.
But one should not make the same return to everyone, nor give a father
the preference in everything. We ought to render to each class what
is appropriate and becoming. One should honor one’s parents before
all others, as one does to the gods, in the matter of food, since they
gave us being. To other persons one should give honor appropriate
to their age, by rising to receive them and finding seats for them and
so on, but to comrades and brothers one should allow them freedom of speech
and common use of all things.
On
friendship (continues). Friendships may be broken off when the
other party does not remain the same, e.g., when a friendship was formed
for the sake of utility or pleasure and our friend no longer has those
attributes. Likewise, when one accepts another man as good and he
turns out badly, one should break the friendship since only the good can
be loved. If the friend is capable of being reformed, one should
assist him, but a man who breaks off such a friendship (with a bad person)
would seem to be doing nothing strange. Likewise, if a friend remains
the same while the other becomes better and far outstrips him in virtue,
a friendship is necessarily broken, for they can no longer agree on the
same things, nor find the same delight or pain in them: “for not even with
regard to each other will their tastes agree.” Hence, they cannot remain
friends.
Friendly relations with one’s
neighbors seem to proceed from a man’s relations to himself. A friend
is one who wishes and does what is good for the sake of his friend, wishes
him to live for his sake, one who lives with and has the same tastes as
himself, and grieves and rejoices with his friend. We should strain
to avoid wickedness and be good, for only then can we be friendly to ourselves
or friends to others.
On goodwill.
Goodwill is a friendly sort of relation but is not identical with friendship,
for it does not involve intensity or desire, whereas these accompany friendly
feeling, and friendly feeling implies intimacy. Goodwill seems then
to be a beginning of friendship, “as the pleasure of the eye is the beginning
of love. For no one loves if he has not first been delighted by the form
of the beloved, but he who delights in the form of another does not, for
all that, love him, but only does so when he also longs for him when absent
and craves for his presence; so too it is not possible for people to be
friends if they have not come to feel goodwill for each other.” Goodwill,
hence, is inactive friendship, though when it is prolonged and reaches
the point of intimacy it becomes friendship. Goodwill arises on account
of some excellence and worth.
On unanimity.
Unanimity also seems to be a friendly relation. It is about things
to be done that people are said to be unanimous. Unanimity seems
then to be political friendship, for it is concerned with things that are
to our interest and have an influence on our life. But bad men cannot
be unanimous except to a small extent, any more than they can be friends,
since they aim at getting more than their share of advantages, while in
labor and public service they fall short of their share, and each man wishing
for advantage to himself criticizes his neighbor and stands in his way.
On benefactors.
Benefactors are thought to love those they have benefited more than those
who have been well treated love those that have treated them well.
It is part of human nature for most people to be forgetful and more anxious
to be well treated than to treat others well. Also, people feel uncomfortable
being in a position of debtor, for they wish that their creditors did not
exist (for they are obliged to them). What is pleasant is the activity
of the present, the hope of the future, the memory of the past; but most
pleasant is that which depends on activity and, similarly, the most lovable.
Love is like activity, being loved like passivity, and loving and its concomitants
are attributes of those who are the more active. Again, all men love
more what they have won by labor. Hence, mothers are more fond of
their children than fathers, for bringing them into the world costs them
more pains and they know better that the children are their own.
On self
love. The good man should be a lover of self, for he will profit
by doing noble deeds and will benefit his fellows, but the wicked man should
not, for he will hurt both himself and his neighbors, following as he does
evil passions.
Whether the happy man needs friends
or not. He does, for man is a political creature, not a solitary
being. He needs people to do well by. It is also better to
spend one’s time with friends and good men than with strangers or chance
persons. Happiness, also, is an activity, so, the supremely happy
man will need friends (to be continually active). A good man delights
in virtuous actions and is vexed at vicious ones. A virtuous friend
seems to be naturally desirable for a virtuous man. Life seems to
be essentially the act of perceiving or thinking. Hence, a good and
virtuous man needs to be conscious of the existence of his friend by their
living together and sharing in discussion and thought, for this is what
living together is about in the case of men (in the case of cattle it is
merely feeding in the same place).
One should
have a few good friends, and not friends based solely on utility or pleasure.
Love is ideally a form of excess of friendship, and that can only be felt
towards one person. Great friendships can only be felt towards a
few people. Friends are more necessary in bad than in good fortune,
but friendship is more noble in good fortune. Friends comfort us
by their sight and words. It is nobler to give than to receive gifts.
Friendship
is a partnership and the most desirable thing for friends is to live together.
Friends become better by their common activities and by improving each
other.
BOOK
X: On pleasure. Pleasure is most intimately
connected with our human nature. Hence, we need to educate the young
in this pursuit. To enjoy the things we ought and hate the things
we should has the greatest bearing on virtue and character. Men choose
what is pleasant and avoid what is painful. That is most an object
of choice which we choose not because or for the sake of something else.
Pleasure is in itself an object of choice. Pleasure is something
whole, not a movement towards something else. Pleasure is also not
continuous. When the intelligible or sensible object and the discriminating
or contemplative faculty are as they should be, pleasure will be involved
in the activity. Pleasure completes the activities, and therefore,
life, which they desire. Without activity pleasure does not arise,
and every activity is completed by the attendant pleasure.
Activities
are hindered by pleasures arising from other sources (as when one is playing
the flute and attending to arguments). We can only do one activity
at one time to get the most pleasure from it. If we engage in two
simultaneously, one overwhelms the other. In the theater, people
eat sweets when the actors are poor.
Pleasures
of the mind are superior to pleasures of the senses. And of the pleasures
associated with the senses, sight is superior to touch, and hearing and
smell to taste. Each animal has its proper pleasure and function,
which correspond to its activity.
On
happiness. Happiness is the end of human nature. It is
not a disposition (like sleep, which is common not only to man) but an
activity. Happiness is also self-sufficient. Virtuous actions
are desirable in themselves and not for something else. Virtue and
reason. Pleasant amusements are pleasant but not ends in themselves.
Happiness is an end. Happiness is activity in accordance to virtue
(according to reason). It is also of a contemplative nature.
Philosophic wisdom is the pleasantest of virtuous activities. Those
who know will pass their time more pleasantly than those who inquire.
Self-sufficiency is part of the contemplative activity. Happiness is thought
to depend on leisure, for we are busy that we may have leisure, and make
war to live in peace. The activity of the practical virtues is exhibited
in political or military affairs, but the actions concerned with these
seen to be unleisurely. Political and military actions are noble
and great but are not associated with leisure. But the activity of
reason, which is contemplative, is superior (to them) and aims at no end
beyond itself, and to have its pleasure proper to itself. It is self-sufficient,
leisurely, unwearied, and complete. Reason is divine. What
is proper to each thing is by nature best and most pleasant for each thing.
For man, life according to reason is best and pleasantest, since reason
more than anything else is man. The life of reason is, hence, the
happiest (for man).
But the
life in accordance with the other types of virtue is also happy.
Practical reason is linked to virtue of character, and this to practical
wisdom. The life of the passions is also a happy live provided we
use the median virtues. But the contemplative man needs nothing to
be happy for he is self-sufficient (e.g., he won’t need money to be liberal,
or opportunity to be temperate). Perfect happiness is a contemplative
activity and similar to the lives of the gods, who contemplate all things
men do.
None
of the other animals is happy since they in no way share in contemplation.
Happiness, therefore, must be some form of contemplation. But even
with moderate advantages one can act and live virtuously and be happy.
The philosopher is the happiest man and dearest to the gods, for he is
most like them.
Are we
made good by nature, habituation, or teaching? Nature’s gifts do
not depend on us. Argument and teaching are not powerful with all
men. The sould of the student must be cultivated by means of habits
for noble joy and noble hatred. Passion seems to yield to no argument
but to force. To habituate one to good, right laws must be enacted
to stimulate men to virtue; and chastisements exacted (including banishment
for the incurably bad) from those inclined to evil, for most people obey
necessity rather than argument, and punishment rather than the sense of
what is noble.
Public
control is best effected by laws. Hence the art of politics (of the
statesman) is most important (the art of legislating).
Longinus
Example of the Sublime in Nature
“Longinus”
was a Greek literary critic from the 1st. century AD and author of On
the Sublime, a famous and “long” (hence the name) Greek treatise of
literary criticism. Nothing is known of “Longinus’s” life,
and for a long time On the Sublime was attributed to Cassius
Longinus (ca. 213-273), a Greek rhetorician and philosopher
of the Neoplatonic school whose anti-Roman sentiments earned him his execution
for treason. On the Sublime is one of the monuments of literary
criticism. Its author is often referred as Pseudo-Longinus.
Horace
Horace
Quintus Horatius Flaccus
(65 BC–8 BC), a Latin poet, is one of the greatest of lyric poets and satirists.
He was born in Venusia, in Southern Italy, and studied at Rome and Athens.
He upheld the Roman Republic although he fared quite well under the imperial
period of Caesar Augustus. He was also
supported by Maecenas, a benefactor of the
arts and at one time friend of the emperor, who granted Horace a farm in
the Sabine Hills. Horace’s works consist of two books of Satires
(Sermones), which appeared in 35 and 29 BC; the Epodes (Iambi),
ca. 30 BC; four books of Odes (Carmina), ca. 24 BC, two books
of Epistles (Epistolae), ca. 20 BC; a hymn (Carmen Saeculare),
and the Ars Poetica or Epistle to the Pisos (ca. 13 BC),
one of the best-known Roman contributions to literary criticism.
Emperor Caesar Augustus
Plotinus
Plotinus
Plotinus
(c. AD 205-70). Founder of Neoplatonism,
was born in Egypt. He started a school of philosophy during
the empire of Gallienus. He also died of leprosy as a political exile.
The Enneads were written in 253-270 and collected by his pupil Porphyry.
They are called 'Enneads' from the Greek ennea, nine, because each
of his six books contains nine sections.
Plotinus divides the realm of intelligible
things into three:
-
1. The One.
The One is the absolutely transcendental, unknowable object of worship
and desire. The One emanates or overflows, like light from the sun,
to create the world of intelligence, and that in turn emanates into the
world of the soul. It is in contemplation of the higher, creative
principle that the lower receives its form or impress.
-
2. Intelligence or
nous (Gk. mind: Reason, and especially the faculty of intellectual
apprehension, as distinct from mere empirical knowledge. For Plato
it is the quality enabling one to apprehend the forms). The world
of intelligence is that of ideas or concepts, but conceived as ideas in
the mind of the One, although also conceived as the realm of number.
-
3. The Soul.
The soul is incorporeal, substantial, and immortal, and capable of transmigration
(metempsychosis). Individual souls exist
as reflections of the one cosmic Soul and their aim is to direct their
contemplation back up the hierarchy, eventually to obtain light and vitality
by contemplative absorption in the One.
Below the Soul we find the denizens of nature.
Some souls are sunk in terrestrial bodies, which is bad. But the
world as a whole is also a living organism or an example of the one soul.
Neoplatonism:
The fusion of Plato's philosophy with religious, Pythagorean, and other
classical doctrines, originated by Plotinus in the Enneads.
The Universe is an emanation of the One, the omnipresent, transcendental
Good. The One gives rise to the realm of nous (ideas, intelligence)
and that in turn to the soul, or souls, some of which sink into bodies
and others remain celestial. Boethius
mixes these doctrines with Christianism. Influential on Dante,
the cabbala (Jewish mysticism, dealing with
the cosmos, angels, magic, and Gnosticism [gnosis
is revealed but secret knowledge of God enabling those who possess it to
achieve salvation]), and Medieval and Renaissance philosophy. However,
the God of the Neoplatonists is far too remote from the world, unlike the
God of Judaism, Christianity, or Islam. It is not accessible by prayer
and it is not concerned with events further down. It is a self-sufficient
God, but not self absorbed.
St.
Augustine
(Aurelius
Augustinus)
[13 November
354 AD-28 August 430 AD]
St. Augustine (Aurelius
Augustinus) is one of the four great Fathers of the Latin Church (the others
are St. Ambrose, St. Jerome,
and St. Gregory the Great). He was born
in Numidia (North Africa), the son of Patricius (a pagan father) and a
Christian mother (St. Monica). Augustine
was of a sensual disposition, like his father, and in his early years fathered
a son, Adeodatus. He was also fascinated by the Latin poets and Plato
and studied rhetoric in Carthage. His Greek and Hebrew were not as
strong as his Latin. As a pagan he joined the Manicheans, who believed
that the world was ruled by good and evil forces, associated with light
and dark. However, when he traveled first to Rome and then Milan,
he was first taken by Neoplatonism and then by the rhetoric of St. Ambrose
and the Scriptures of St. Paul. He became subsequently a Christian
in 386. After his conversion he gave up his profession as a teacher
of rhetoric and devoted himself to Christian thought in solitude.
With Ambrose and, earlier, St. Athanasius and
St.
Anthony of the Desert, St. Augustine is connected with monasteries
and the monastic life, or study in solitude. Many of his Christian
works are attacks on paganism, like Contra Academicos (against the
skepticism of the New Academy), Contra Manichaeos,
De correctione
Donatistarum (against Donatus), vs. Pelagius. His most famous
works are The City of God (where he sees Christianity rising as
a new civic order on the ruins of the Roman Empire) and his Confessions
(an autobiographical work where he repents of his former life). He
also wrote a systematic treatise On the Trinity. He was made
bishop of Hippo in 396 and died when the city was being invaded by the
Vandals. An important contribution to the theory of signs is found
in his treatise On Christian Doctrine.
Nicolas
Boileau-Despréaux
(1636-1711)
Nicolas Boileau-Despréaux (1636-1711). L’Art poétique
(The Art of Poetry) [1674].
-
Canto
1: The main thesis here is that the poetic art is “innate.”
The rest of the canto is prescriptive. The main recommendations are:
Before writing, learn how to think. Love reason. Rhyme is a
slave to reason and good sense. Avoid all superfluous words.
Vary your style of writing, but always avoid the low style. Be aware
of always giving pleasure to your audience, to the point of choosing words
and even cadences with care. Work in a leisurely way and revise your
work often. Do not write in a hurry. Be critical of your work.
Cultivate friends who will criticize your work rather than praise it.
-
Canto
2: Since this is an eighteenth-century poetics, the emphasis
here is on a modest, simple, and unostentatious style (unlike the Baroque
in the seventeenth century). However, even here one must write with
conviction: “it is not enough to be a poet; one must be a lover” (244).
Essentially, Boileau gives here an account of sundry poetic forms: 1) the
ode,
which is impetuous; 2) the sonnet,
which is rigorous; 3) the epigram,
which is brief and witty; 4) the conceit,
of Italian origin, full of false charms; 5) the rondeau,
Gallic in origin, and artless; 6) the ballade,
with old maxims and freaks of rhyme; 7) the madrigal,
simple, noble, sweet, tender, and loving; 8) the satire,
which can be bold in its condemnation of vice (Lucilius), sprightly
(Horace), severe (Persius), and hyperbolic (Juvenal);
and the 9) vaudeville, a French witty
and mischievous form of satire. Whatever one condemns or attacks
by means of satire, it should be done with good sense and art. Spare
God and the divine.
-
Canto
3: This canto devotes itself to tragedy,
the epic, and comedy.
In essence, what Boileau recommends is that the poet should always strive
to be clear from the beginning in order to “please and touch” (246): “To
draw tears from me, you must first weep yourself” (247). In tragedy,
one must fix the place (unity of place) of the action (unity
of action) and the time (unity of time), and not be like the
barbarous plays of the Spaniards (“Beyond the Pyrenees”). Observe
verisimilitude, avoid the absurdly marvelous, and narrate what ought not
to be seen (usually the violent and the obscene). Complications should
increase and prepare the ground for a sudden revelation (what Aristotle
calls the anagnorisis) and change (Aristotelian peripety or peripeteia).
At first, tragedy consisted of a chorus who sang to honor Dionysus (the
god of wine) and assure one of a good vintage (cf. Nietzsche’s Birth
of Tragedy). The most accomplished singer received a goat (Gr.
tragos).
The first tragic poet was Thespis. Aeschylus added
characters to the chorus, covered their faces (with masks), and had them
wear socks (buskins [Sp. coturnos]) on a raised platform or stage.
Sophocles
perfected tragedy [NB: it is strange that Boileau omits
Euripides,
who added psychological intensity to the characters] and the Romans never
attained the “divine heights” of the Greeks (the Romans would have been
Seneca
[for tragedy], and Plautus and Terence [for comedy]).
The theater was abhorred by the early pious French and hence was unknown
for a long time in France, except in some religious skits (a similar thing
happened in Spain). Love then entered the scene, as it did in the
novel. In tragedy, it is important to observe the law of decorum
and treat tragic heroes with the appropriate dignity, according to their
(historical) models. Hence, King Agamemnon (the Greek general who
destroyed Troy) should be proud, Achilles angry, Aeneas austere, etc.
The novel is amusing and frivolous, but the stage is exacting and demands
strict decorum and judgment. Each passion speaks a different language.
Different climates tend to make different humors. Customs of centuries
and of countries should be known and observed. The
epic
is grander than tragedy (in extension) and contains a vast narrative of
long-continued action. Its lifeblood is the marvelous (the admirable).
Its purpose is to enchant. An epic hero should be splendid in valor
and magnificent in virtue. Even his faults should be heroic.
His exploits should keep our attention (e.g., Julius Caesar, Alexander
the Great, King Louis of France). Narration here should be brief
and concise, but description opulent and stately. The beginning should
be simple and unaffected. Use verbal figures, aim to please, and
create an agreeable picture. Comedy
was born as a development of tragedy in Athens. At first it was satirical
and farcical, as well as licentious (e.g., Aristophanes in Athens;
Plautus
in Rome). Eventually it lost its venom and became instructive and
an innocent pleasure (with Menander in Athens; Terence in
Rome). Nature should be comedy’s guide. Know mankind well.
Times and humors change, as well as attitudes and customs. Be aware
of those things and observe the appropriate decorum. The young should
be impulsive, volatile in their desires, and egotistical; the mature person
should be wise; the old peevish. Comedy is the enemy of tears.
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Canto
4: This canto offers solid advice to writers.
If one can’t write, well, be a mason or whatever else you might excel at.
All arts are necessary. Listen to advice. Accept censure without
grumbling. Your work should be worthy of your mind and morals.
Cherish virtue and avoid meanness of heart and contemptible jealousy (which
are signs of vulgar and mediocre minds). AND, “Do not let writing
be your continual employment.” Cultivate friends, be responsible, be pleasant,
learn to talk well, and to live [in other words, as Sharon Stone would
say at the end of the movie Sliver: “get a life”].
John
Locke
(1632-1704)
John Locke (1632-1704). An Essay Concerning Human Understanding
(1690)
Locke prioritizes ideas over words. In our postmodern age, words
refer to other words in a continuous pursuit of a constantly deferred meaning
(idea).
Hence, there is no truth (épistème), only opinion
(doxa). For Locke, however, there is episteme if only one
finds the correct word to express it.
-
Hence, in Book
3, chapter 2, Locke believes that words are external sensible
signs necessary to communicate to others the invisible ideas of our thoughts.
But the sounds themselves are arbitrary and imposed on others by mere will.
They themselves do not contain “truth” [contrary to what Plato has Socrates
postulate in the Cratylus]. Words stand for the ideas in our
mind. However, one supposes that words stand for the reality
of things, but in reality, their signification is totally arbitrary.
They signify ONLY one’s peculiar ideas.
-
3. 3:
In addition, words refer to general terms, for it would be impossible for
words to refer to every particular thing (communication would be impossible).
Hence, words become signs of general ideas and ideas become general by
separating from them the circumstances of time and place. Hence,
general words become abstractions. Definitions of words are merely
attempts to make others understand what ideas we have in mind: “For definitions,
as has been said, being only the explaining of one word by several others”
[NB: here Locke would come close to Paul de Man and other postmodernists].
General and universal ideas refer only to our definitions of ideas, not
to the real existence of things. The essence or genus is an abstract
idea (real), different from the particular (nominal) object, which is subject
to decay and decomposition. Hence, a (nominal) man may die and become
dust, but the (real) idea of man is incorruptible and “immortal” even if
all men died (in other words, the idea of man would still prevail).
[NB: A problem with this is: who would know that? Also, inventions
would then be just as real [unicorns, griffins] even if they did not nominally
exist]).
-
3.9:
Words have two functions: a) to record our thoughts and b) to communicate
them. Any words would serve the first purpose, but only specific
words would serve the second purpose (by their civil [commercial] or philosophical
[correct] use). Words in the second category serve well only if they
excite in others the same ideas one has. But since words have no
signification, they must be learned and retained in order to exchange our
thoughts and communicate. Complex ideas are made up of many thoughts
and are harder to grasp. If not “understood,” words are mere noise
and sound. Moral words are very difficult to grasp and understand
because they connote complex ideas and because they have no necessary standard
in nature (they are imaginary concepts [e.g., think of words like honor,
grace, faith, love]). Ancient authors become obscure because the
meaning of their words would have changed over time. But even words
that refer to substances are hard to fathom, like the referent “gold” (which
would mean different things if one referred to color, fusibility, weight,
etc.). As Locke states, “The greatest parts of disputes [are] more
about the signification of words than a real difference in the conception
of things” (264). Define your terms first. The names of simple
ideas are the least doubtful (white, sweet, yellow, bitter), but not those
that refer to a collection of simple ideas (modesty, frugality).
Simple modes are easier to grasp (seven, triangle). The most doubtful
terms are the names of very complex mixed modes and substances (terms used
in religion, morality, law). Hence, let us be charitable when we
read older authors whose words have changed meaning over time and on account
of being from different places (like ancient Greek authors, for instance).
That’s why there are volumes of interpreters and commentators of the old
and new Testaments.
-
3.10:
The ends of language are: a) to make known one man’s thoughts or ideas
to another, b) to do it with as much ease and quickness as possible, and
c) to convey the knowledge of things. We abuse words when we use
them without a clear idea of what they mean, or when we mean other things,
or when we use words whose meaning is ambiguous and mean several things
(cf. “war on terror”). Figurative speech is false and to be avoided,
for we seek by it pleasure and delight instead of information and improvement.
It insinuates wrong ideas, moves the passions, misleads the judgment, and
deceives.
Three
Medieval Rhetorical Arts. By James J. Murphy.
Berkeley,
Los Angeles, London: U of California, P, 1971.
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Introduction: The three arts presented
here (the anonymous The Principles of Letter-Writing [1135 AD],
Geoffrey of Vinsauf’s The New Poetics [c. 1210 AD], and Robert of
Basevorn’s The Form of Preaching [1322]) cover 187 years, going
from 1135 to 1322. The ancient world, which comes to an end with
St. Augustine’s De doctrina christiana (426 AD), produced four separate
rhetorical traditions (rhetoric being a set of precepts that provide a
definite method or plan for speaking and writing): 1)
The Aristotelian Tradition,
consisting of the Rhetoric, the Topica, and On Sophistical
Refutations. This tradition is philosophical and its method is logical
and dialectical. Aristotle’s works were required reading at Paris
and Oxford. 2) The CiceronianTradition,
consisting of
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